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Knowing how to change - environmental policy learning and transfer
Rolling out climate change policy lessons
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Pass it on. Using and confusing environmental health research
Regional rules, national waves
Whose wild? A human stake in Africa's conservation heritage
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What goes on between regulator and regulated?
Small scale industry and sustainable development in Asia and Africa
Sites for Sore Eyes
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June 1999 Insights Issue #30

Back to Insights #30

Pass it on?

Using or confusing urban environmental health research

A study led by London School of Hygiene and Tropical Medicine researchers set out in 1993 to explore and chart the interface between research and policy, based on responses to research analysing environmental and health inequalities that blight most developing country cities. Environmental learning is, the findings suggest, a continual process of reconciling 'new' with 'internal' or 'old' knowledge.

Differential access to urban environment and health advantages was empirically analysed in Accra, Ghana and Sao Paulo, Brazil from 1991 through 1994. Analysis revealed sharply polarised responses on the part of policymaking elites to new environmental health knowledge, depending largely on their ideological stance on inequality and towards research that challenges received wisdom.

The study was funded by the Economic and Social Research Council as part of the Global Environmental Change programme. Its context was the differential impact of rapid poverty-driven urbanisation combined with processes of macroeconomic polarisation. How (the research enquired) did these factors affect urban environmental and socio-economic conditions across income groups within cities in developing countries?

Figures from UNCHS and others show that on average 29 to 45 percent of urban people live amid extreme deprivation, whilst an affluent minority holds a major share of environmental and socio-economic privilege.

The relationship between technical information and policy is often romanticised. Many construe this link as neat, static and apolitical. Often the interface between research and policy is thought to be simply a question of effective dissemination of accurate facts to inform technical policy content. Researchers often present policy recommendations as if washing their hands of the complex narrative process in which knowledge and power interact. Yet meanings attached to research findings vary in relation to the audience and its perspectives. In the words of one Ghanaian researcher: 'It's like poetry: you don't expect everyone to hear the same meaning, do you?'

Respondents included politicians, technical staff, civil servants, academics, media and non-governmental groups in Sao Paulo and Accra, and a comparable cross section within the international donor community. Between 1993 and 1995 the research team held workshops, reported to the media, published articles and attended conferences. This more orthodox dissemination process was enhanced by interviews, literature review and participant observation, involving policymaker elites, media, teachers and local government functionaries, with a view to cultivating a sense of 'ownership' of the study among this diverse array of interests from the outset. Findings revealed two main modes of knowledge transfer across the research-policy interface (see box, below).

TRACKING RESPONSES among policy elites to the results of environmental health studies in relation to urban poverty in Sao Paulo and Accra, revealed two main modes or processes of knowledge transfer, characterised informally as 'snowballs' and 'whispers'.

Snowballs. A traceable accumulation of research impacts over time in terms of methodologies and results adopted . Characteristically there was a definite time-lag between initial dissemination and final impact. Effects were intangible at first but myriad later, leading in unforeseen directions and far beyond initial expectations.

Whispers. Through the dissemination process, results gradually filtered outwards to a much broader constituency. Each new set of users developed their own interpretative framework and used both methods and results in ways the original team did not intend, and sometimes did not endorse. The underlying research ideas, methods and results filtered into teaching programmes, follow-up research work, new project frameworks and reformulated local government policies.

Repeatedly, respondents cited a sense of ownership of research ideas as a critical factor in their adoption of research results. This response became a signpost to the study's key finding, that environmental learning is a process of negotiation between 'new' knowledge and 'internal' or 'old' knowledge that is polarised in line with attitudes of policy elites towards inequality and towards ideas that challenge orthodox wisdom. Among policy implications arising from the study were signs that:

  • researchers should be more aware that research that challenges current policy objectives and received wisdom can be a 'double-edged sword' in terms of how long it takes to sway policy
  • novel research messages will work slowly through effects on policy discourse, carried on by members of a policy elite who are likely to share a common risk strategy and common moral codes
  • rate of transfer will depend on the fluidity, transparency and ideological bent of the policy process
  • this is a particularly important lesson for research on global environmental change, seeing that the issues under discussion involve a shift in the entire process of management of the globe.

Researchers working on such issues should cultivate strategic and in-depth networking capacity to boost interactive ties between research and policy, and in any case must be prepared for a long wait.

Carolyn Stephens
Department of Public Health and Policy
London School of Hygiene & Tropical Medicine
Keppel Street
London
WC1E 7HT
UK

Tel: +44 (0)171 927 2308
Fax: +44 (0)171 436 5389
Email: carolyn.stephens@lshtm.ac.uk

See also:

  1. Healthy Cities or Unhealthy Islands? The health and social implications of urban inequalities Environment and Urbanization 8 (2): 9-30. By Stephens, C. (1996).
  2. Urban Equity and Urban Health: Using existing data to understand inequalities in health and environment in Accra, Ghana and Sao Paulo, Brazil Environment and Urbanization 9 (1). By Stephens, C. et al (1997).

Other related links:

ESRC Global Environmental Change Programme

Search ELDIS for sources on Health

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